Safety and Security
Our customer brokerage accounts are carried by National Financial Services LLC, Member NYSE/SIPC, a Fidelity® Investments company. A recognized global leader, Fidelity Clearing Custody Solutions has over $2.1 Trillion in assets under administration and services more than 7 million accounts.
All accounts held with National Financial Services LLC (NFS) are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. In addition to SIPC protection, Fidelity provides for brokerage accounts additional “excess of SIPC” coverage from Lloyd’s of London together with other insurers in the amount of $1 Billion. This is the maximum “excess of SIPC” protection currently available in the US brokerage industry.
Our Independent Broker Dealer, Securities America, is ranked in the top 10 in the nation with over 2,600 advisors, $800 Million in annual revenue, and over $90 Billion in client assets.
As your fiduciary, your best interest is our only interest.