Wealth Strategies Group
About Wealth Strategies Group
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Why this firm exists
When I founded the Wealth Strategies Group in 2001, it was based on a simple idea, “Doing what is in the client’s best interest is always the right answer.”
After spending five years in the investment business with a national “wirehouse” brokerage firm, I had seen enough to understand that the traditional Wall Street model of manufacturing investment products to be packaged and sold was outdated and fundamentally flawed.
I knew then that long term success and meaningful growth of clients’ hard earned assets was more than buying into the latest trend or following self serving corporate investment strategies.
There was a better way. Clients’ needs must come first, investment portfolios must be structured with innovation and independent due diligence, and investments must be consistently monitored for changes in life situations as well as market conditions.
“Doing what is in your best interest is always the right answer.”
Fast forward to today, and the Wealth Strategies Group has helped thousands of people just like yourself that are looking for innovative, personalized financial strategies to live the life they want.
Our conservative wealth management, advanced retirement planning capabilities, innovative tax efficient strategies, and family succession planning have uniquely positioned our clients for safety and success for nearly two decades and counting.
If you are looking for Independent Certified Financial Planner™ Professionals that will put your needs first, objectively answer your questions about how to best secure your financial future, and protect what you’ve worked so hard to achieve for yourself and your family, then schedule an appointment to see us today.
We’re looking forward to helping you live the life you want.
Travis Allen
Schedule an Appointment with the Wealth Strategies Group today
Our Team
Two planners. One standard.
Travis Allen
CERTIFIED FINANCIAL PLANNER™ · President
Advising clients since 1996 with personalized financial strategies, Travis has guided individuals, families, business owners, and retirees in more than twenty states toward a more confident and secure financial position. He founded Wealth Strategies Group on a straightforward premise: that advice is only worth having if it is given in the client’s interest.
Mark Yates
CERTIFIED FINANCIAL PLANNER™
Advising clients and managing portfolios since 2003, Mark specializes in financial planning for business owners and professionals. His focus includes corporate benefits, 401(k) and deferred compensation plans, pensions, and comprehensive investment analysis — the details that quietly determine what an owner or executive keeps.
Disclaimer
Travis Allen served in the California Legislature from 2012-2018. As a State Legislator, he was Vice Chairman of the Banking and Finance Committee, Vice Chairman of the Jobs, Economic Development, and the Economy Committee, and the Vice Chairman of the Public Employment and Retirement Committee.
The views expressed should not be construed directly or indirectly, as an offer to buy or sell any securities or services mentioned herein. Investing is subject to risks including loss of principal invested. Past performance is not a guarantee of future results. No strategy can assure a profit nor protect against loss.
Please note that individual situations can vary. Therefore, the information should only be relied upon when coordinated with individual professional advice. Investors should be aware that investing based upon strategies or models does not assure a profit or guarantee against loss. Indexes are unmanaged and investors are not able to invest directly into any index. Indexes cannot be invested in directly, are unmanaged and do not incur management fees, costs, or expenses. Investments in real estate have various risks including possible lack of liquidity and devaluation based on adverse economic and regulatory changes.
Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Travis Allen and Mark Yates are investment advisor representatives of Wealth Strategies Group, a CA Registered Investment Advisor. This website does not constitute an offer to sell or a solicitation of an offer to buy any security. Specific recommendations can only be based on review of a client’s individual investment portfolio and financial objectives upon request and with appropriate offering documents. Advisory services offered through Wealth Strategies Group, a CA Registered Investment Advisor. Travis Allen CA Insurance License #0B79314, Mark Yates CA Insurance License #0E38409.
Check out the background of firms and investment professionals on SEC’s https://adviserinfo.sec.gov.
This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction, or from every person listed.